TEL: +1 (415) 889-1010

Effective date: September, 2017

At US Capital Global Securities, LLC, the privacy of our customer’s sensitive information is our highest priority.

Over the course of our relationship, you share personal information with us, including personal, financial and operational information of a confidential nature. We may also collect information directly from third parties necessary to serve you. We value your trust and make every effort to continue to deserve your confidence.

We do not disclose non-public personal information about our clients or former clients to third parties other than as described below:

We use the information we gather to provide services to you, process transactions for you or otherwise in furtherance of our business services to you.

In order to provide service to you or effect your transaction, we may provide your personal information to our affiliates and to firms that assist us in servicing your account and have a need for such information, such as the escrow agent.

We do not otherwise provide information about you to outside firms, organizations or individuals except to our attorneys, accountants and auditors and as permitted by law.

We restrict access to non-public personal information about you to our employees who need to know that information to provide products or services to you. We maintain physical, electronic and procedural safeguards and comply with federal standards to guard your personal information.

If you decide to become an inactive client, we will continue to adhere to the privacy policies and practices as described herein.

As required by federal law, we will notify retail clients of our privacy policy annually. We reserve the right to modify this policy at any time. However, if such changes occur, we will notify you promptly.

If you have questions or comments about this Statement, please contact us at +1 (415) 889-1010.